Thematic/Sectoral Mutual Funds

Regular and direct mutual funds

Understanding Regular and Direct Mutual Funds

Mutual funds are a popular investment choice, offering a range of benefits like diversification, professional management, and ease of access. However, one critical decision for investors is choosing between regular and direct mutual funds. Both options have unique features, and understanding them can help investors make informed financial decisions.

Investing in mutual funds comes with two primary options: regular plans and direct plans. While the underlying portfolio remains the same, the cost structures differ, impacting long-term returns. This difference primarily arises due to the role of intermediaries in regular plans and their absence in direct plans. Let’s break this down.

What are Regular and Direct Mutual Funds?

Regular Mutual Funds

  • These plans are bought through intermediaries like brokers, agents, or distributors.

  • The intermediary provides advice and handles the paperwork for the investor.

  • Expense Ratio is higher, as it includes a commission paid to the intermediary.

  • Ideal for: Beginners or those seeking professional guidance.

Direct Mutual Funds

  • Investors purchase directly from the Asset Management Company (AMC) without intermediaries.

  • Requires investors to do their research and handle transactions themselves.

  • Expense Ratio is Lower, as no commissions are paid to intermediaries.

  • Ideal for: Experienced investors who prefer a cost-efficient approach.

Key Differences

Aspect

Regular Plans

Direct Plans

Expense Ratio

Higher (includes intermediary fees)

Lower (no commission involved)

Returns

Somewhat lower due to higher costs

Somewhat higher due to reduced expenses

Ease of Investing

Guidance provided by agents

Self-managed by the investor

Investor Suitability

Beginners or hands-off investors

DIY or cost-conscious investors

Example

Suppose you invest ₹1,00,000 in a mutual fund offering 10% annual returns.

  • In a regular plan, an expense ratio of 1.5% reduces your effective return to 8.5%.

  • In a direct plan, with an expense ratio of 0.5%, your effective return is 9.5%.

Over 10 years, this difference can significantly impact your wealth due to the power of compounding.

Take Away: